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BD Week About Us

Broker-Dealer Week (BD Week) is the place for authoritative answers to your toughest compliance questions. For the past decade, BD Week has delivered critical news and “best practices” guidance for compliance professionals working in the brokerage industry. BD Week covers today’s hot-button compliance challenges, including:

Regulatory exams;
Anti-money laundering;
Business continuity planning;
Compliance policies and procedures;
Disclosure;
Document retention;
Sales practices;
SEC rulemaking;
Soft dollars;
Supervision;
Variable annuities; and
Much more.

BD Week’s Web site features an 11-year searchable archive, a comprehensive topical index, past issues dating back to 1998, and a Compliance Forum for peer-to-peer sharing.

BD Week is part of a portfolio of specialized information services wholly owned by United Communications Group. Run by its founders, UCG is independent from suppliers, consultancies and other organizations. Our customers benefit from the fact that the information we offer remains free of any vested interest. With a subscription to BD Week you get only the best laser-sharp analysis, emerging best practices, and up-to-the-minute guidance. Everything you need to get your job done better, without any of the noise and distraction.